Securities Product Details
Registration: Depending on the activities involved, certain persons associated with member firms are designated as either Representatives or as Principals. These persons are required to be registered.

Series 26 - Investment Company Products/Variable Contracts Limited Principal

This exam was prepared by the NASD. It tests the knowledge of individuals with the desire to become registered as principals for a financial institution in the business of redeemable securities of closed-end funds in initial distributions of securities and variable contracts. Once you pass your Series 26 exam, you are qualified to solicit and transact all securities products as a registered principal.

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